Hot Job: Senior Brokerage Auditor located in New York City

Our client, a top-tier financial services firm, seeks a Senior Brokerage Auditor to join their firm.  This firm boasts on being the best in their field and has an accelerated track for growth within in the company. The firm offers a competitive salary as well as excellent benefits.

Responsibilities will include:

  • Provide audit project supervision role for staff auditors
  • Escalate risk issues and follow up on resolutions
  • Identify potential department improvement projects
  • Take responsibility for staff auditors and ownwork product
  • Identify and share relevant business and audit topics with the audit group
  • Partner with audit clients to identifyconstructive and value-added solutions to address risks identified
  • Partner with audit clients to assist in researchand other information dissemination processes
  • Identify opportunities for and participate in approved special projects


  • 3+ years of public accounting or sophisticated internal audit experience (1 year minimum as a senior)
  • Bachelor’s Degree in Accounting, Finance,Economics or related field
  • Prior Financial Services or Brokerage audit experience strongly preferred
  • CPA / CIA (or willingness / ability to obtain one of these certifications)
  • Willingness to travel up to 20% domestically

To apply please submit your resume to


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